 |
 |
 |
 |
agenda
This series of conferences is a must attend event for all persons involved in the financial services industry, from large and small banks, credit unions, investment funds and supervision authorities.
The common issue on each conference agenda is to provide the participants with an updated and practical information on the reforms for inspiration and analysis are:
The common issue on each conference agenda is to provide the participants with an updated and practical information on the reforms for inspiration and analysis are:
- The financial regulation and the Banking Union. - Description/Overview of framework, Exercise of Oversight and Controls
- The financial regulation and the Banking Union. - Reporting and Disclosures, IT Platform, Reporting and Follow-up
- MiFID II, CRD 4, Solvency II, Insurance Mediation and UCITS Frameworks - Status & possible consequences for compliance
- A single Supervisory Framework - Consequences for the financial industry
- The future of EBA, ESMA and FSA. Their role & the legal status
- Data protection, security and Privacy issues - the new directive & consequences in practice
- The IT tool for legal and compliance risks - a substantial input from outside
- Whistle blowing, transparency and accountability issues in the financial sector - the consequences, updates, experience & reflections that need to be accommodated.
- Best practices guidelines - a new role of supervision. The centralised and decentralized functions
- The optimal scope of compliance functions for your organisation - The what and the why
- Oversight requirements and expectations of the compliance function.
