We recommend that all organisations
have a couple of days where they focus on a local Governance, Risk Management,
Compliance or IT Security subject annually. Due to the intensity of regulation
in the financial services industry, backed by greater and active enforcement
at all levels, the need for updates has changed dramatically in the last
few years. Many banks and financial institutions are investing heavily
in a compliance infrastructure to avoid problems and sanctions. As a result,
compliance professionals must ensure that your are familiar with the particular
needs of the financial services industry.
Therefore, we would like to inform and invite you to a hands-on Financial
Services Regulatory Compliance workshop on the 24-25th February 2016 at
DTU in Lyngby, Denmark.
In cooperation with the UK-based Joint Working Group (JWG) Copenhagen
Compliance® will bring together Danish and Scandinavian compliance
and risk professional from the financial services industry. The primary
focus is on EU financial regulatory landscape to track the impact and
to resolve the many regulatory compliance issues. For brochure http://www.riskability.org/2016/compliance-finserv/brochure.pdf
The two-day Regulatory Implementation Training course includes:
- Introduction to KYC regulation & trade and transaction reporting
regulation
- The course covers the obligations and implementation pain points
for some KYC related global regulations including FATCA, CRS, AMLD
IV, AIFMD, CDOT, aspects of MiFID II, FinCen CDD etc.
- The course covers the obligations and implementation pain points
for some Trade and Transaction reporting related global regulations
including MiFID, EMIR, CFTC Dodd-Frank rules, REMIT, Exchange reporting
requirements, and more.
For the complete agenda see: http://www.riskability.org/2016/compliance-finserv/agenda.htm
The target audience is:
- The Financial Services Regulatory Compliance Day is designed for
In-house staff working with regulatory compliance issues from all
parts of the financial services institutions.
- Senior management and heads of compliance and regulatory affairs
- Lawyers, consultants, accountants specialising in financial services,
banking on regulatory issues.
The keynote speakers include Daniel Simpson, Head of Research as well
as our MiFID II/MiFIR and market structure subject matter expert. David
Miller, Senior Analyst with a legal background, and a regulatory KYC and
Tax subject matter expert. The seminar will be opened by the ex. Governor
of the Danish Central Bank Torben Nielsen currently Chairman of SydBank
with a keynote speech. http://www.riskability.org/2016/compliance-finserv/instructors.htm
The 2- day course addresses in depth not only the specific regulations
governing the financial services industry, but also on how to apply that
knowledge to real-life situations: how to respond and analyse financial
compliance issues, and how to work effectively with peers to problem solve
and craft effective compliance policies and procedures. In short integrate
the financial processes across the organisation.
If you or a member of your team would benefit from such knowledge, please
explore the program benefits and course options here. We at this moment
invite you to participate with your peers at the workshop. Seats are limited
so register today: http://www.riskability.org/2016/compliance-finserv/register.htm
